Our services. Regulatory

We provide up-to-date guidance and advice on all aspects of financial services regulation including licensing and authorisation, risk management and compliance, anti-money laundering and data protection. We also provide solutions where things have gone wrong and regularly advise in connection with cross-border and regulatory investigations, enforcement action, disclosure and restraint orders and white collar crime.

We regularly advise banks, corporates, investment advisers, trust companies, authorised insurers, investment managers and family offices in connection with both contentious and non-contentious legal compliance matters and provide advice that is both technically excellent and commercially relevant to their businesses.

Members of our Regulatory team work alongside government bodies and industry associations to help shape the Isle of Man’s regulatory frameworks and policies in this fast paced and ever changing environment. We also have a long-standing professional relationship with the Isle of Man’s regulatory bodies, including the Isle of Man Financial Services Authority and the Information Commissioner, which is enables us to assist our clients with their interactions with the regulators.